-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PHwzb3wFWxjzKlCKSvnEG5g+Q3E8eWKBL7AjMFlWgthcV0zbGDIsvus5FuvR/6wn 9DALkDx/P1w5xLbU26AUMA== 0001072613-06-000213.txt : 20060206 0001072613-06-000213.hdr.sgml : 20060206 20060206131719 ACCESSION NUMBER: 0001072613-06-000213 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060206 DATE AS OF CHANGE: 20060206 GROUP MEMBERS: GENERAL ELECTRIC CAPITAL CORPORATION GROUP MEMBERS: GENERAL ELECTRIC CAPITAL EQUITY INVESTMENTS GROUP MEMBERS: GENERAL ELECTRIC CAPITAL SERVICES INC. GROUP MEMBERS: GENERAL ELECTRIC COMPANY GROUP MEMBERS: GENERAL ELECTRIC PENSION TRUST GROUP MEMBERS: INSURANCE PRIVATE EQUITY INVESTORS LLC GROUP MEMBERS: ORBITAL HOLDINGS LTD. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: G E ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0000936839 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 061238874 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 3003 SUMMER STREET STREET 2: P O BOX 7900 CITY: STAMFORD STATE: CT ZIP: 06904-7900 BUSINESS PHONE: 2033262300 FORMER COMPANY: FORMER CONFORMED NAME: G E INVESTMENT MANAGEMENT INC DATE OF NAME CHANGE: 19950203 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARCH CAPITAL GROUP LTD. CENTRAL INDEX KEY: 0000947484 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45257 FILM NUMBER: 06580686 BUSINESS ADDRESS: STREET 1: WESSEX HOUSE STREET 2: 45 REID STREET CITY: HAMILTON STATE: D0 ZIP: HM 12 BUSINESS PHONE: 441-278-9250 MAIL ADDRESS: STREET 1: WESSEX HOUSE STREET 2: 45 REID STREET CITY: HAMILTON STATE: D0 ZIP: HM 12 FORMER COMPANY: FORMER CONFORMED NAME: ARCH CAPITAL GROUP LTD DATE OF NAME CHANGE: 20000508 FORMER COMPANY: FORMER CONFORMED NAME: RISK CAPITAL HOLDINGS INC DATE OF NAME CHANGE: 19950816 FORMER COMPANY: FORMER CONFORMED NAME: RISK CAPITAL RE INC DATE OF NAME CHANGE: 19950703 SC 13D/A 1 sch13d-a_14117.txt AMENDED SCHEDULE 13D - ARCH CAPITAL ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 6) Arch Capital Group Ltd. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) G0450A105 - -------------------------------------------------------------------------------- (CUSIP Number) Michael M. Pastore, GE Asset Management Incorporated, 3001 Summer Street, Stamford, Connecticut 06905 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 11, 2006 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|. NOTE: Schedules filed in paper format shall include a signed original and five copies of the Schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. The information required on this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Exchange Act") or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of the Exchange Act (however, see the Notes). ================================================================================ =================== ================== CUSIP NO. G0450A105 SCHEDULE 13D PAGE 2 OF 20 PAGES =================== ================== ================================================================================ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Insurance Private Equity Investors, L.L.C. I.R.S. # - ------------ ------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ------------ ------------------------------------------------------------------- 3 SEC USE ONLY - ------------ ------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ------------ ------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - ------------ ------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION State of Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 ------------ ------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 1,992,713 ------------ ------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 ------------ ------------------------------------------------ PERSON 10 SHARED DISPOSITIVE POWER WITH 1,992,713 - ------------ ------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,992,713 - ------------ ------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - ------------ ------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.74% - ------------ ------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* OO ================================================================================ =================== ================== CUSIP NO. G0450A105 SCHEDULE 13D PAGE 3 OF 20 PAGES =================== ================== ================================================================================ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON General Electric Pension Trust I.R.S. #14-6015763 - ------------ ------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ------------ ------------------------------------------------------------------- 3 SEC USE ONLY - ------------ ------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ------------ ------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - ------------ ------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION State of New York - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 ------------ ------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 1,992,713 ------------ ------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 ------------ ------------------------------------------------ PERSON 10 SHARED DISPOSITIVE POWER WITH 1,992,713 - ------------ ------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,992,713 - ------------ ------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - ------------ ------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.74% - ------------ ------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* EP ================================================================================ =================== ================== CUSIP NO. G0450A105 SCHEDULE 13D PAGE 4 OF 20 PAGES =================== ================== ================================================================================ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GE Asset Management Incorporated as Manager of Insurance Private Equity Investors, L.L.C. and as Investment Manager of GEPT (as defined below) I.R.S. #06-1238874 - ------------ ------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ------------ ------------------------------------------------------------------- 3 SEC USE ONLY - ------------ ------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - ------------ ------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - ------------ ------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION State of Delaware - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 ------------ ------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 1,992,713 ------------ ------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 ------------ ------------------------------------------------ PERSON 10 SHARED DISPOSITIVE POWER WITH 1,992,713 - ------------ ------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,992,713 - ------------ ------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [_] - ------------ ------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.74% - ------------ ------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IA, CO ================================================================================ =================== ================== CUSIP NO. G0450A105 SCHEDULE 13D PAGE 5 OF 20 PAGES =================== ================== ================================================================================ 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON General Electric Company I.R.S. # - ------------ ------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [X] - ------------ ------------------------------------------------------------------- 3 SEC USE ONLY - ------------ ------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not applicable - ------------ ------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [_] - ------------ ------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION State of New York - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES 0 ------------ ------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER OWNED BY Disclaimed (see 11 below) ------------ ------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING 0 ------------ ------------------------------------------------ PERSON 10 SHARED DISPOSITIVE POWER WITH Disclaimed (see 11 below) - ------------ ------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Beneficial ownership of all shares disclaimed by General Electric Company. - ------------ ------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* Disclaimed (see 11 above) [_] - ------------ ------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Not applicable (see 11 above) - ------------ ------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO ================================================================================ Reference is made to the Statement on Schedule 13D filed on November 30, 2001 as amended by Amendment No. 1 thereto filed October 4, 2002, Amendment No. 2 thereto filed February 25, 2003, Amendment No. 3 thereto filed April 5, 2004, Amendment No. 4 thereto filed July 30, 2004 and Amendment No. 5 thereto filed September 29, 2004 (as so amended, the "Schedule 13D") on behalf of General Electric Company, a New York corporation ("GE"), GE Asset Management Incorporated, a Delaware corporation and a wholly owned subsidiary of GE ("GEAM"), General Electric Pension Trust, a New York common law trust ("GEPT"), and Insurance Private Equity Investors, L.L.C., a Delaware limited liability company and a wholly owned subsidiary of GEPT ("Insurance"). GE, GEAM, GEPT and Insurance are sometimes referred to herein individually as a "Reporting Person" and collectively as the "Reporting Persons." Insurance, GEPT and GEAM each expressly disclaim that they are members of a "group." GE disclaims beneficial ownership of all shares and expressly disclaims that it is a member of a "group." All capitalized terms used without definition in this Amendment No. 6 to Schedule 13D shall have the meanings set forth in the Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Item 5 of the Schedule 13D is hereby deleted in its entirety and the following is inserted in lieu thereof: "(a) Each of Insurance, GEPT and GEAM beneficially owns 1,992,713 Common Shares, representing 2.74%(1) of the Common Shares. Insurance, GEPT, GEAM and GE each expressly disclaim that they are members of a "group" as such term is used in Section 13(d)(3) of the Exchange Act. (b) Insurance, GEAM and GEPT share the power to vote or direct the vote and power to dispose or direct the disposition of, 1,992,713 Common Shares, subject to the restrictions on voting described in Item 6 below. GE disclaims any voting or dispositive power over the shares beneficially owned by GEPT, GEAM or Insurance. To the best knowledge of the Reporting Persons, no person other than the Insurance, GEAM and GEPT has the power to vote or to direct the vote or to dispose or direct the disposition of any of the securities which they may be deemed to beneficially own. - --------------------- (1) This percentage is based on 72,851,594 Common Shares outstanding, calculated by combining the 35,524,092 Common Shares outstanding as of September 30, 2005 as set forth in the Issuer's Form 10-Q for the quarter then ended, with 37,327,502 Preference Shares converted on a one-for-one basis into Common Shares as set forth in the Issuer's Forms 8-K, dated November 28, 2005 and December 30, 2005. 6 of 20 (c) Between December 15, 2005 and January 11, 2006, GEPT sold 188,600 Common Shares on the open market as set forth below: - ---------------------------------- ---------------------- ------------------ Price at which Common Shares Date of Disposition Common Shares Sold Sold by GEPT - ---------------------------------- ---------------------- ------------------ December 15, 2005 $54.045 50,000 - ---------------------------------- ---------------------- ------------------ December 16, 2005 $54.15 113,000 - ---------------------------------- ---------------------- ------------------ December 16, 2005 $54.0517 600 - ---------------------------------- ---------------------- ------------------ January 11, 2006 $55.5448 25,000 - ---------------------------------- ---------------------- ------------------ Total Amount of Common Shares Sold: 188,600 - ---------------------------------- ---------------------- ------------------ (d) No other person except for the Reporting Persons are known to have the rights to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Common Stock beneficially owned by the Reporting Persons and covered by this Statement. (e) Not Applicable." ITEM 7. MATERIALS TO BE FILED AS EXHIBITS Exhibits I, II, IV, V and VI to the Schedule 13D are hereby incorporated by reference. SCHEDULES II, III AND IV. Schedules II, III and IV to the Schedule 13D are hereby amended and restated in their entirety as set forth in the revised versions thereof attached hereto. 7 of 20 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 11, 2006 INSURANCE PRIVATE EQUITY INVESTORS, L.L.C. By: GE Asset Management Incorporated, its Manager By: /s/ Michael M. Pastore ------------------------------ Name: Michael M. Pastore Title: Vice President GENERAL ELECTRIC PENSION TRUST By: GE Asset Management Incorporated, its Investment Manager By: /s/ Michael M. Pastore ------------------------------ Name: Michael M. Pastore Title: Vice President GE ASSET MANAGEMENT INCORPORATED By: /s/ Michael M. Pastore ------------------------------ Name: Michael M. Pastore Title: Vice President GENERAL ELECTRIC COMPANY By: /s/ John H. Myers ------------------------------ Name: John H. Myers Title: Vice President 8 of 20 Schedule II GENERAL ELECTRIC PENSION TRUST The business address of each of the persons listed below is 3001 Summer Street, P.O. Box 7900, Stamford, Connecticut 06904. Trustees Present Principal Occupation - -------- ---------------------------- David B. Carlson Executive Vice President of GEAM and Trustee of GEPT Michael J. Cosgrove Executive Vice President of GEAM and Trustee of GEPT Ralph R. Layman Executive Vice President of GEAM and Trustee of GEPT Alan M. Lewis Executive Vice President, General Counsel and Secretary of GEAM and Trustee of GEPT Robert A. MacDougall Executive Vice President of GEAM and Trustee of GEPT John H. Myers Vice President of General Electric Company, President and Chief Executive Officer of GEAM and Trustee of GEPT Donald W. Torey Executive Vice President of GEAM and Trustee of GEPT John J. Walker Executive Vice President - Chief Financial Officer of GEAM and Trustee of GEPT Citizenship of All Trustees --------------------------- U.S.A. 9 of 20 Schedule III INSURANCE PRIVATE EQUITY INVESTORS, L.L.C. The Manager of Insurance Private Equity Investors, L.L.C. is GE Asset Management Incorporated (a Delaware corporation). Its principal place of business is 3001 Summer Street, P.O. Box 7900, Stamford, Connecticut 06904. GE ASSET MANAGEMENT INCORPORATED The business address of each of the persons listed below is 3001 Summer Street, P.O. Box 7900, Stamford, Connecticut 06904. Directors Present Principal Occupation - --------- ---------------------------- David B. Carlson Executive Vice President of GEAM and Trustee of GEPT Michael J. Cosgrove Executive Vice President of GEAM and Trustee of GEPT Pamela K. Halligan Vice President of GEAM Kathryn D. Karlic Executive Vice President of GEAM Ralph R. Layman Executive Vice President of GEAM and Trustee of GEPT Alan M. Lewis Executive Vice President, General Counsel and Secretary of GEAM and Trustee of GEPT Robert A. MacDougall Executive Vice President of GEAM and Trustee of GEPT John H. Myers Vice President of General Electric Company, President and Chief Executive Officer of GEAM and Trustee of GEPT Anthony J. Sirabella Senior Vice President - Chief Information Officer of GEAM Donald W. Torey Executive Vice President of GEAM and Trustee of GEPT John J. Walker Executive Vice President - Chief Financial Officer of GEAM and Trustee of GEPT Citizenship of all Directors ---------------------------- U.S.A. 10 of 20 Executive Officers Present Principal Occupation - ------------------ ---------------------------- John H. Myers President and Chief Executive Officer David B. Carlson Executive Vice President - Domestic Equity Investments Michael J. Cosgrove Executive Vice President - Chief Marketing Officer Kathryn D. Karlic Executive Vice President - Fixed Income Ralph R. Layman Executive Vice President - International Equity Investments Alan M. Lewis Executive Vice President - General Counsel and Secretary Robert A. MacDougall Executive Vice President - Fixed Income Donald W. Torey Executive Vice President - Real Estate and Private Equities John J. Walker Executive Vice President - Chief Financial Officer Anthony J. Sirabella Senior Vice President - Chief Information Officer Pamela K. Halligan Vice President - Human Resources William F. Ruoff, III Vice President - Quality Greg O. Bouleris Senior Vice President - Fixed Income Stephen N. DeVos Senior Vice President - Fixed Income Thomas M. Powers Senior Vice President - Fixed Income Paul M. Colonna Senior Vice President - Fixed Income William M. Healey Senior Vice President - Fixed Income Mark R. Delaney Senior Vice President - Fixed Income Gregory B. Hartch Senior Vice President - Fixed Income Gregory W. Fletcher Vice President - Fixed Income Finance Kathleen S. Brooks Vice President - Fixed Income Vita-Marie Pike Vice President - Fixed Income Eric H. Gould Vice President - Fixed Income Craig M. Enright Vice President - Fixed Income Thomas D. Mockler Vice President - Fixed Income Brad G. Postema Vice President - Fixed Income Alfredo Chang Vice President - Fixed Income Frederick W. Jackson Vice President - Fixed Income Mark H. Johnson Vice President - Fixed Income Don J. Duncan Vice President - Money Market Investments 11 of 20 Michael J. Caufield Senior Vice President - Fixed Income Craig M. Varrelman Vice President - Fixed Income Product Manager Brian Hopkinson Senior Vice President - International Equity Portfolios Daizo Motoyoshi Senior Vice President - International Equity Portfolios Jonathan L. Passmore Senior Vice President - International Equity Portfolios Michael J. Solecki Senior Vice President - International Equity Portfolios Judith A. Studer Senior Vice President - International Equity Portfolios T. Brent Jones Vice President - International Equity Portfolios Ping Zhou Vice President - International Equity Portfolios Robert A. Jasminiski Vice President - International Equity Portfolios Paul Nestro Vice President - International Equity Portfolios Conrad Saldanha Vice President - International Equity Portfolios Makoto F. Sumino Vice President - International Equity Portfolios Philip A. Riordan Senior Vice President - Real Estate B. Bradford Barrett Vice President - Real Estate Robert P. Gigliotti Vice President - Real Estate Gerald Karr Vice President - Real Estate James M. Mara Senior Vice President - International Private Equities Andreas T. Hildebrand Vice President - Private Equities Patrick J. McNeela Vice President - Private Equities James Mitchell, Jr Vice President - Private Equities Paolo G. M. Simonato Vice President - International Private Equities David W. Wiederecht Vice President - Private Equities Christopher D. Brown Senior Vice President - Equity Portfolios Damian J. Maroun Senior Vice President - Equity Trading Paul C. Reinhardt Senior Vice President - Equity Portfolios Nancy A. Ward Senior Vice President - Equity Portfolios Richard L. Sanderson Senior Vice President - Equity Research Diane M. Wehner Senior Vice President - Equity Portfolios George A. Bicher Vice President - Equity Investments Clemence C. Garcia Vice President - Equity Investments 12 of 20 Gerald L. Igou Vice President - Equity Investments Michael Isakov Vice President - Equity Investments Sandra J. O'Keefe Vice President - Equity Investments John H. Schaetzl Vice President - Equity Investments Christopher J. Sierakowski Vice President - Equity Investments Charles F. Stuart Vice President - Equity Investments Steven M. Fierstein Vice President - Equity Investments Thomas R. Lincoln Vice President - Equity Portfolios Anthony J. Mariani Vice President - Equity Investments Walter P. Ruane Vice President - Equity Investments Ravi K. Pamnani Vice President - Equity Investments John T. Boyce Senior Vice President - Institutional Investments Joseph M. Connors Senior Vice President - Operations Barbara Regan Senior Vice President - Marketing Michelle Fang Vice President - Product Management Mary R. Stone Vice President - Trade Operations Gareth J. Davies Vice President - Risk Management Tiffany Hanisch Vice President - Financial Planning & Analysis Lowell E. Haims Vice President - Controller John F. Robbins Vice President - Compliance Jane E. Hackney Vice President - Equity Portfolio Management Erica K. Jacobson Vice President - Client Portfolio Management Dory S. Black Vice President - Assoc. Gen. Counsel & Asst. Sec. Christopher J. Costello Vice President - Assoc. Gen. Counsel & Asst. Secretary Daniel L. Furman Vice President - Assoc. Gen. Counsel Private Equities & Asst. Secretary Leanne R. Dunn Vice President - Assoc. Gen. Counsel Real Estate & Asst. Secretary Jeanne M. La Porta Vice President - Assoc. Gen. Counsel & Asst. Secretary Michael M. Pastore Vice President - Assoc. Gen. Counsel Private Equities & Real Estate & Asst. Secretary George N. Sapio Vice President - Assoc. Gen. Counsel & Asst. Secretary Scott A. Silberstein Vice President - Assoc. Gen. Counsel & Asst. Secretary 13 of 20 Matthew J. Simpson Senior Vice President, Gen. Counsel - Investment Services & Asst. Secretary Charles I. Middleton Vice President - Tax Counsel Citizenship of all Executive Officers ------------------------------------- U.S.A. 14 of 20 Schedule IV GENERAL ELECTRIC COMPANY The names and principal occupations of the Directors of General Electric Company are as follows:
PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION - ---- ---------------- -------------------- J.I. Cash, Jr. General Electric Company Former Professor of Business 3135 Easton Turnpike Administration-Graduate Fairfield, CT 06828 School of Business Administration, Harvard University Sir William Castell GE Healthcare Vice Chairman of the Board and Pollards Wood, Nightingales Lane Executive Officer, General Chalfont St. Giles Electric Company; Chairman, HP8 4SP Great Britain GE Healthcare A.M. Fudge Young & Rubicam Brands. Chairman and Chief 285 Madison Avenue Executive Officer, New York, NY 10017 Young & Rubicam Brands C.X. Gonzalez Kimberly-Clark de Mexico, Chairman of the Board S.A. de C.V. and Chief Executive Officer, Jose Luis Lagrange 103, Kimberly-Clark de Mexico, Tercero Piso S.A. de C.V. Colonia Los Morales Mexico, D.F. 11510, Mexico J.R. Immelt General Electric Company Chairman of the Board 3135 Easton Turnpike and Chief Executive Fairfield, CT 06828 Officer, General Electric Company A. Jung Avon Products, Inc. Chairman and Chief 1345 Avenue of the Americas Executive Officer, New York, NY 10105 Avon Products, Inc. A.G. Lafley The Procter & Gamble Company Chairman of the Board, President 1 Procter & Gamble Plaza and Chief Executive Cincinnati, Oh 45202-3315 The Procter & Gamble Company R.W. Lane Deere & Company Chairman and Chief One John Deere Place Executive Officer Moline, Illinois 61265 Deere & Company
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R.S. Larsen Johnson & Johnson Former Chairman and Chief 100 Albany Street Executive Officer Suite 200 New Brunswick, NJ 08901 R.B. Lazarus Ogilvy & Mather Worldwide Chairman and Chief 309 West 49th Street Executive Officer New York, NY 10019-7316 S. Nunn Sam Nunn School of Retired Partner International Affairs King & Spalding Georgia Institute of Technology 781 Marietta Street, NW Atlanta, Georgia 30318 R.S. Penske Penske Corporation Chairman of the Board 2555 Telegraph Road and President, Penske Bloomfield Hills, MI 48302-0954 Corporation R.J. Swieringa S.C. Johnson Graduate School Anne and Elmer Lindseth Dean Cornell University and Professor of Accounting 207 Sage Hall Ithaca, NY 14853-6201 D.A. Warner III J. P. Morgan Chase & Co., Former Chairman of the Board The Chase Manhattan Bank and Morgan Guaranty Trust Co. of New York 270 Park Avenue New York, NY 10154 R.C. Wright NBC Universal, Inc. Vice Chairman of the Board and 30 Rockefeller Plaza Executive Officer, General New York, NY 10112 Electric Company; Chairman and Chief Executive Officer, NBC Universal, Inc.
Citizenship ----------- Sir William Castell United Kingdom Claudio X. Gonzalez Mexico Andrea Jung Canada All Others U.S.A. 16 of 20 GENERAL ELECTRIC COMPANY EXECUTIVE OFFICERS
PRESENT PRESENT NAME BUSINESS ADDRESS PRINCIPAL OCCUPATION - ---- ---------------- -------------------- J.R. Immelt General Electric Company Chairman of the Board and 3135 Easton Turnpike Chief Executive Officer Fairfield, CT 06828 P.D. Ameen General Electric Company Vice President and Comptroller 3135 Easton Turnpike Fairfield, CT 06828 F. Beccalli General Electric Company Senior Vice President- 3135 Easton Turnpike GE Europe Fairfield, CT 06828 C. T. Begley General Electric Company Senior Vice President 1 Plastics Avenue GE Plastics Pittsfield, MA 01201 M. W. Begor General Electric Company Senior Vice President 1600 Summer Street GE Consumer Finance - Americas Stamford, CT 06927 P.T. Bossidy General Electric Company Senior Vice President - 44 Old Ridgebury Road GE Commercial Financial Service Danbury, CT 06810 Leasing D.L. Calhoun General Electric Company Vice Chairman of General 3135 Easton Turnpike Electric Company; President Fairfield, CT 06828 & CEO, GE Infrastructure J.P. Campbell General Electric Company Senior Vice President - Appliance Park GE Consumer & Industrial Louisville, KY 40225 W.H. Cary General Electric Company Vice President - 3135 Easton Turnpike Investor Communications Fairfield, CT 06828 K.A. Cassidy General Electric Company Vice President and 201 High Ridge Road GE Treasurer Stamford, CT 06905-3417
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Sir William Castell GE Healthcare Vice Chairman of the Board and Pollards Wood, Nightingales Lane Executive Officer, General Chalfont St. Giles Electric Company; Chairman, HP8 4SP Great Britain GE Healthcare W.J. Conaty General Electric Company Senior Vice President - 3135 Easton Turnpike Human Resources Fairfield, CT 06828 P. Daley General Electric Company Senior Vice President - 3135 Easton Turnpike Corporate Business Fairfield, CT 06828 Development B.B. Denniston III General Electric Company Senior Vice President and 3135 Easton Turnpike General Counsel Fairfield, CT 06828 S.C. Donnelly General Electric Company Senior Vice President - 1 Neumann Way GE Aircraft Engines Cincinnati, OH 05215 S. Fitzsimons General Electric Company Vice President - 3135 Easton Turnpike Corporate Financial Planning Fairfield, CT 06828 and Analysis Y. Fujimori General Electric Company Senior Vice President - 21 Mita 1-chome GE Consumer Finance-Asia Meguro-ku 3d Floor Alto Tokyo, Japan 153-0062 J.M. Hogan General Electric Company Senior Vice President - Pollards Wood, Nightingales Lane GE Healthcare Chalfont St. Giles HP8 4SP Great Britain J. Krenicki General Electric Company Senior Vice President - 4200 Wildwood Parkway GE Energy Atlanta, GA 30339 M.M. Little General Electric Company Senior Vice President - One Research Circle GE Global Research Niskayuna, NY 12309
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M.A. Neal General Electric Company Vice Chairman of 260 Long Ridge Road General Electric Company; Stamford, CT 06927 President & CEO, GE Commercial Financial Services D.R. Nissen General Electric Company Senior Vice President - 201 High Ridge Road GE Consumer Finance Stamford, CT 06905-3417 D. O'Connor General Electric Company Senior Vice President Woodchester House GE Consumer Finance - Europe Golden Lake Dublin 8 Dublin 8 IRE J.A. Parke General Electric Company Senior Vice President - 260 Long Ridge Road General Electric Company Stamford, CT 06927 Vice Chairman, GE Capital Corporation M.E. Pralle General Electric Company Senior Vice President 292 Long Ridge Road GE Commercial Financial Services - Stamford, CT 06927 Real Estate R.R. Pressman General Electric Company Senior Vice President - 9201 State Line GE Insurance Kansas City, KS, 64114-3234 G.M. Reiner General Electric Company Senior Vice President - 3135 Easton Turnpike Chief Information Officer Fairfield, CT 06828 J.G. Rice General Electric Company Vice Chairman of General 4200 Wildwood Parkway Electric Company; President Atlanta, GA 30339 & CEO, GE Industrial K.S. Sherin General Electric Company Senior Vice President - Finance 3135 Easton Turnpike and Chief Financial Officer Fairfield, CT 06828 L.G. Trotter General Electric Company Executive Vice President 3135 Easton Turnpike Fairfield, CT 06828 W.A. Woodburn General Electric Company Senior Vice President - 187 Danbury Road GE Industrial Wilton, CT 06897
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R.C. Wright NBC Universal, Inc. Vice Chairman of the Board 30 Rockefeller Plaza and Executive Officer, General New York, NY 10112 Electric Company; Chairman and Chief Executive Officer, NBC Universal, Inc.
CITIZENSHIP Ferdinando Beccalli Italy Sir William Castell United Kingdom Shane Fitzsimons Ireland Dan O'Connor Ireland Yoshiaki Fujimori Japan All Others U.S.A. 20 of 20 -----END PRIVACY-ENHANCED MESSAGE-----